sfc ats register

These changes aim to reduce the risks in OTC derivatives trading and to enhance operations to keep pace with market developments.

The ATS Register is available on the SFC website under the section of “Intermediaries, Licensing & Investment Products – Registers”.

Prior to the course an intake conversation can take place to define the participant(s) and the company's requirements. They mainly cover the regulation of over-the-counter (“OTC”) derivative transactions and set out more specific requirements for central counterparties who wish to provide clearing facilities. This expands the scope of ATS that may be authorised and those that may be licensed or registered to trade or clear derivatives. The authorised entities are also listed on the Register of Automated Trading Services Authorised (ATS Register) with conditions of their respective authorisations. The Hong Kong Securities Futures Commission (“SFC”) has released a consultation paper about proposed changes to the regulation of automated trading services (“ATS”). “The SFO sets out a legislative framework for the approval of ATS in Hong Kong. SFC API can't directly connect to ATS. Jurisdictions worldwide, including Hong Kong, have been working toward an international OTC derivatives trading framework to make transactions safer and more transparent.

You need to directly contact the team that develops SFCFeed to verify the problem. The main points in the new proposed ATS Guidelines and the SFC Securities and Futures (Amendment) Ordinance 2014 are as follows: The implementation of mandatory clearing and the expansion of the clearing sections of the ATS definition will mean market participants who currently provide ATS for clearing OTC derivative transactions will need to become authorised ATS providers if they wish to continue such services. If these requirements are not met, the SFC has the right to revoke the licence of an ATS provider. As Liz Ryan wrote on Forbes, 'The ATS vendors that will survive to 2020 and beyond will be the ones that figure out how to humanize the selection process.

SFCFeed used in ET2.3, subscribe from the TREP, when install ATS in TREP, SFCFeed print this log:ERROR:No updates were received for record CNY=CFHB in service CMDS_FXFEED I want to know whether the SFC API conflicts with TREP ATS?2019/12/16 02:54:45.794730: 4147156736 Welcome to SFC Feed Relay version 3.5.711.1.1344.1.143 [ET2.3 SP0 HF0 Build 143]SFC API can't directly connect to ATS.

The main points in the new proposed ATS Guidelines and the SFC Securities and Futures (Amendment) Ordinance 2014 are as follows: The definition of ATS has been expanded to include services for trading or clearing OTC derivatives. Too many emails?

If you would like to register for one of our open trainings, select ‘register’ next to the desired date and location to fill in the registration form.

Presentations (theory and examples) as well as practical exercises bring the courses to life.

The proposals reflect international and regulatory market developments.

It will also mean that overseas CCPs who wish to provide mandatory clearing services will need to become authorised ATS providers.

These proposed reforms to this complex area should help to put the SFC ahead of the game internationally.

ATS courses are given by highly qualified trainers, with practical knowledge, in professional ATS training centres or On-Site. Register now for your free, tailored, ... (the “SFC”) issued a position ... (dealing in securities) and Type 7 (providing automated trading services, ATS) regulated activities. You can contact us if you have any questions concerning the schedule. The SFC has proposed that ATS providers should be expected to comply with the new standards set by IOSCO. The guidelines are to provide more specific information on the application requirements and procedures for CCPs to offer clearing services for OTC derivative transactions.

The consultation paper also introduces new core standards of governance that focus on the decision-making processes rather than the suitability of qualifications. There is a clear emphasis on ATS providers having sufficient financial resources, appropriate risk management and operational integrity.

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A public register of licensed ATS providers is available on the SFC website.

Recruiting Software. These new standards have been expanded into nine core standards which can be summarised as four main proposals: The proposed amendments should better align the existing core standards for ATS regulation and incorporate international best practice, thereby providing better regulation of ATS providers offering clearing services.Hong Kong Consults on New Framework for ATS and OTC Transactions

Integrate ATS Amazon tracking system with Shipway through ATS Amazon tracking API and webhook. It consumes the data from ATS via TREP (SSL/Marketfeed) and SFC API supports TREP (2.x and 3.x).You need to directly contact the team that develops SFCFeed to verify the problem.